出版倫理與出版弊端聲明
出版倫理與出版弊端聲明
清華教育學報(Tsing Hua Journal of Educational Research)致力於出版具學術價值、積極、卓越、公開之教育研究相關論文,刊登之論文均經過嚴格的同儕審查,舉凡有剽竊抄襲、一稿多投、偽造杜撰、他人代寫、未揭露之利益衝突等不當行為者,一律不予接受。清華教育學報參考Elsevier B.V. 和出版倫理委員會(COPEs)之期刊編輯實務指引(Best Practice Guidelines for Journal Editors)提出之《出版倫理》(Publishing Ethics)規定,並以高專業水準和道德標準作為本刊出版流程作業之依歸。本流程的規範對象包括作者、期刊編輯以及出版者,其所應注意的責任與義務詳述如下。
編輯者義務
同儕審查
本刊編輯應根據同儕審查結果,以及論文研究主題之相關性及重要性,決定出版哪些投稿文章。本刊編輯擁有拒絕或接受論文之充分權力,並應遵守出版者國立清華大學竹師教育學院所訂定之規範,且貫徹本刊所賦予之責任。
公平競爭
編輯應確保所有文章之審查均以其內容為依歸,不受作者之種族、性別、性傾向、宗教信仰、族裔、國籍、政治立場等影響。
保密原則
編輯及相關人員不得向通訊作者、審查者、潛在審查者、編輯顧問、出版者以外之人士透露投稿文章的相關訊息。
出版決定
未取得作者書面同意前,編輯不得將未出版之投稿論文內容資料,或其同儕審查意見做為個人研究用途。
公開原則及利益衝突
編輯應確保同儕審查結果之平等和一致性,不受文章相關贊助或補助而有差別待遇。此外,相關贊助或補助需以學術價值為準,而非商業考量,出版之論文應明顯註明是否經同儕審查。當編輯認為投稿文章之作者、組織或可能有關連之學術單位與其有競爭、合作或其他利益衝突時,必須迴避審查。編輯應要求所有投稿者公開相關利益衝突資訊,若該利益衝突於文章出版後才被揭露,作者需發表更正,若有需要,應採取其他必要措施,如發表撤銷或關切聲明。
參與並配合調查工作
當接到投稿文章或已出版論文違反出版倫理之舉報時,編輯應與出版者共同採取適當措施進行處理,包括聯繫作者,告知其遭舉報之缺失,或進一步和相關學術或研究單位聯絡。若該舉報屬實,必須立刻採取發表更正、撤銷、釐清聲明等動作。任何違反出版倫理的舉報皆應深入調查,即使是多年前刊登之文章,仍應照樣辦理。
審查者義務
審查能力
受委任之審查人若自認無法勝任審查該文章之研究內容,應通知本刊編輯,並迴避本審查作業。
保密原則
審查者必須將受審查的論文視為機密文件,不得擅自透露或與未經本刊編輯授權之人士討論其內容。
客觀標準
審查必須客觀,並應清楚提出具建設性的意見供作者修改,且提供佐證。
來源告知
審查者應根據文中所附上過往研究所提出之觀察、調查、論點等為佐證,以辦識出作者文中未列為參考文獻的相關著作。。審查者並應提醒編輯留意文中與其他已發表論文相似或重疊的內容。
公開原則及利益衝突
如未取得作者之書面同意,審查者不得將文中尚未發表之內容挪作個人研究用。當審查者認為投稿文章的作者、組織或可能有關連的學術單位與其有競爭、合作或其他利益衝突時,必須迴避審查。
作者義務
論文標準
作者應於論文中正確呈現所有研究內容,以客觀角度探討研究結果的重要性。原始研究數據也應正確呈現。論文應包含足夠細節及相關參考資料,以利他人重複實驗。本期刊不接受任何有違倫理規範之情事,如於文中有欺瞞或故意之不實陳述。
資料使用與保留
作者應保留論文相關的原始數據資料,以便有需要時提供給編輯作審查之用,以及供大眾使用。
原創性與剽竊
作者應確保整篇論文皆為原創作品,如果有使用他人研究或論述,皆應有明確標示引用或引述。剽竊的定義包含挪用他人之研究成果作為自己的論文,抄襲或將他人著作中的重要內容換句話說而未註明出處,以及竊據他人的研究成果等。任何形式的剽竊行為均為不道德且不可接受的。
複合、重複或同時出版的出版品
作者不應同時將本質上相同的研究論文投稿至不同期刊或出版品發表,一稿多投有違出版倫理,是不被接受的行為。一般而言,作者不應將已發表的論文投稿至其他期刊。然而,在某些情況下,特定類型的文章(如醫學指南、翻譯本)可以允許重複發表。二次出版需經相關文章的作者及期刊編輯同意,其研究數據及演繹必須與原出版的論文相符,且需將原出版論文列為參考文獻。
來源告知
任何引用他人作品的內容,皆須清楚標註出處。作者必須引用對本論文的本質有重大影響的文獻。私下獲得之資訊,如對話、通信、與第三方之討論等,必須在有資料來源明確書面授權之情況下,才能用於文章中。在進行如審查手稿或計畫補助申請書等保密業務中取得之資料,需經原作者的明確書面授權,方得用於文章中。
論文作者列名
論文作者意指對論文之構思、設計、執行、闡釋等有重大貢獻者,凡有上述貢獻者均需列於共同作者之列。其他參與研究計畫的相關人員也應詳列。
通訊作者需確保對論文有所貢獻的共同作者均正確列出,且所列之共同作者不包含對論文沒有貢獻者。通訊作者亦需在投稿前,確保所有共同作者均已檢視且同意最終版本之手稿,且對該文章之發表無異議。
危害物及以人、動物為實驗對象
若研究內容涉及有害之化學物質、研究程序或設備,作者應在手稿中清楚註明。若研究內容涉及人體或動物實驗,作者需於手稿中註明該研究過程符合相關法律及研究機構的規範,且該研究已通過相關機構委員會核准。作者需在手稿中附上取得人類實驗對象同意之聲明,且需確保該研究對象的隱私無虞。
公開原則及利益衝突
作者需於手稿中公開可能影響研究結果或闡釋方式的利益衝突,如經濟或其他實體衝突。本研究的所有經費來源皆須公開呈現。
需於手稿中載明的潛在利益衝突,包括雇傭關係、顧問、物料擁有權、報酬、付費專家證詞、專利申請登記、補助金或其他經費來源。以上潛在利益衝突之情事需儘早揭露。
研究內容之重大錯誤
當作者發現其發表的論文內容有重大瑕疵或錯誤時,應立刻通知該期刊編輯或出版者,並配合撤回或更正該論文之錯誤處。若該期刊編輯或出版者係經由第三方得知研究論文之重大錯誤,該作者必須立刻撤回或更正該論文之錯誤處,或提供必要資訊以證明原發表論文之正確性。
在審查及出版過程中,主編、編輯委員會及出版者均需遵照出版倫理委員會之規範行事,以避免任何有違學術倫理之不當行為,該規範意指《期刊編輯實務指引及行為準則》(Code of Conduct and Best Practice Guidelines for Journal Editors)以及《期刊發行人行為準則》(Code of Conduct for Journal Publisher)。
Publication Ethics and Malpractice Statement
Tsing Hua Journal of Educational Research is devoted to publishing academic, proactive, transcendent, and open educational research with rigorous peer review. For those involving plagiarism, duplicate submission, fabrication, ghostwriting, unrevealing conflicts of interests, and other inappropriate conduct ought to be declined. Tsing Hua Journal of Educational Research adopts the Publishing Ethics advised by Elsevier B.V, and aims at a high level of professionalism and a standard of expected ethical behavior for the entire process of publishing a scholarly article. This process includes the roles of the author, journal editor, as well as the publisher. The duties of these stakeholders in the publishing process are described in the following.
Duties of Editors
The following guidelines are on the basis of the principles provided by Elsevier B.V and COPEs Best Practice Guidelines for Journal Editors.
Peer review
Based on the outcome of peer-reviewed and the relevancy and the significance of the research topic, editors are responsible for deciding which of the manuscripts submitted should be published. Editors hold full authority to reject/accept a paper and must comply with the policy guidelines provided by the publisher and fulfill the responsibilities bestowed upon with integrity.
Fair play
The editors will ensure that all manuscripts will be evaluated for their intellectual content without regard to race, gender, sexual orientation, religious belief, ethnic origin, citizenship, or political philosophy of the authors.
Confidentiality
The editor and any editorial staff must not disclose any information about a submitted manuscript to anyone other than the corresponding author, reviewers, potential reviewers, other editorial advisers, and the publisher, as appropriate.
Publication decision
Unpublished materials disclosed in a submitted manuscript and comments from peer review must not be used in the editors’ own research without the written consent of the author.
Editors should refuse themselves from considering manuscripts in which they have conflicts of interest resulting from competitive, collaborative, or other relationships or connections with any of the authors, companies, or (possibly) institutions connected to the papers. Editors should require all contributors to disclose relevant competing interests and publish corrections if competing interests are revealed after publication. If needed, other appropriate action should be taken, such as the publication of a retraction or expression of concern.
Disclosure and Conflicts of interest
Editor ought to ensure the equality and coherence of the peer review between the sponsored supplements and other manuscripts. In addition, the sponsored supplements must be in conformity with academic value orientation instead of commercial interests. It should disclose perspicuously whether there is a process of peer review.
Involvement and cooperation in investigations
An editor should take reasonably responsive measures when ethical complaints have been presented concerning a submitted manuscript or published paper, in conjunction with the publisher. Such measures will generally include contacting the author of the manuscript or paper and giving due consideration of the respective complaint or claims made, but may also include further communications to the relevant institutions and research bodies, and if the complaint is upheld, the publication of a correction, retraction, expression of concern, or other note, as may be relevant. Every reported act of unethical publishing behavior must be looked into, even if it is discovered years after publication.
Duties of Reviewers
Contribution to Editorial Decision
Any selected referee who feels unqualified to review the research reported in a manuscript should notify the editors and excuse himself from the review process.
Confidentiality
Any manuscripts received for review must be treated as confidential documents, and must not be shown to or discussed with others except as authorized by the editor.
Standards of Objectivity
Reviews should be conducted objectively. Reviewers should express their views clearly with supporting arguments, and provide constructive feedback to assist the authors in improving their work.
Acknowledgement of Source
Reviewers should identify relevant published work that has not been cited by the authors. Any statement that an observation, derivation, or argument had been previously reported should be accompanied by the relevant citation. Reviewers should also call to the editors' attention any substantial similarity or overlap between the manuscript under consideration and any other published paper.
Disclosure and Conflicts of Interest
Unpublished materials disclosed in a submitted paper will not be used by the reviewers for their own research purposes without the author's explicit written consent. Reviewers should not consider manuscripts in which they have conflicts of interest resulting from competitive, collaborative, or other relationships or connections with any of the authors, companies, or institutions associated with the papers.
Duties of Authors
Reporting standards
Authors of research paper should present an accurate account of the work performed as well as an objective discussion of its significance. Underlying data should be represented accurately in the paper. The published paper should contain sufficient details and references to permit others to replicate the work experiments. Fraudulent or knowingly inaccurate statements constitute unethical behavior and are unacceptable.
Data Access and Retention
Authors may be asked to provide the raw data in connection with a paper for editorial review, and should be prepared to provide public access to such data.
Originality and Plagiarism
The authors should ensure that they have written entirely original works, and if the authors have used the work and/or words of others, that this has been appropriately cited or quoted. Plagiarism takes many forms, from passing off another paper as the author(s) own paper, to copying or paraphrasing substantial parts of another(s) paper (without attribution), to claiming results from research conducted by others. Plagiarism in all its forms constitutes unethical publishing behavior and is unacceptable.
Multiple, Redundant or Concurrent Publication
An author should not in general publish manuscripts describing essentially the same research in more than one journal or primary publication. Submitting the same paper to more than one journal constitutes unethical publishing behavior and is unacceptable. In general, an author should not submit for consideration in another journal a previously published paper. Publication of some kinds of articles (eg, clinical guidelines, translations) in more than one journal is sometimes justifiable, provided certain conditions are met. The authors and editors of the journals concerned must agree to the secondary publication, which must reflect the same data and interpretation of the primary document. The primary reference must be cited in the secondary publication.
Acknowledgement of Sources
Proper acknowledgment of the work of others must always be given. Authors should cite publications that have been influential in determining the nature of the reported work. Information obtained privately, as in conversation, correspondence, or discussion with third parties, must not be used or reported without explicit, written permission from the source. Information obtained in the course of confidential services, such as refereeing manuscripts or grant applications, must not be used without the explicit written permission of the author of the work involved in these services.
Authorship of the Paper
Authorship should be limited to those who have made a significant contribution to the conception, design, execution, or interpretation of the reported study. All those who have made significant contributions should be listed as co-authors. Where there are others who have participated in certain substantive aspects of the research project, they should be acknowledged or listed as contributors.
The corresponding author should ensure that all appropriate co-authors and no inappropriate co-authors are included on the paper, and that all co-authors have seen and approved the final version of the paper and have agreed to its submission for publication.
Hazards and Human or Animal Subjects
If the work involves chemicals, procedures or equipment that have any unusual hazards inherent in their use, the author must clearly identify these in the manuscript. If the work involves the use of animal or human subjects, the author should ensure that the manuscript contains a statement that all procedures were performed in compliance with relevant laws and institutional guidelines and that the appropriate institutional committee(s) have approved them. Authors should include a statement in the manuscript that informed consent was obtained for experimentation with human subjects. The privacy rights of human subjects must always be observed.
Disclosure and Conflicts of Interest
All authors should disclose in their manuscript any financial or other substantive conflict of interest that might be construed to influence the results or interpretation of their manuscript. All sources of financial support for the project should be disclosed.
Examples of potential conflicts of interest which should be disclosed include employment, consultancies, stock ownership, honoraria, paid expert testimony, patent applications/registrations, and grants or other funding. Potential conflicts of interest should be disclosed at the earliest stage possible.
Fundamental errors in published works
When an author discovers a significant error or inaccuracy in his/her own published work, it is the author's obligation to promptly notify the journal editor or publisher and cooperate with the editor to retract or correct the paper. If the editor or the publisher learn from a third party that a published work contains a significant error, it is the obligation of the author to promptly retract or correct the paper or provide evidence to the editor of the correctness of the original paper.
During the review and publishing process, editorial director, editorial board, and publisher ought to comply with the guidelines of Committee on Publication Ethics, referring to Code of Conduct and Best Practice Guidelines for Journal Editors and Code of Conduct for Journal Publisher to avoid any unethical and inappropriate conduct.